Wednesday, Jan 26, 2022 | Last Update : 10:31 PM IST

SEC

SEC investigates India's Infosys on whistleblower complaints

Securities and Exchange Board of India, had also requested additional information from the company concerning the complaints.

24 Oct 2019 9:37 AM

SEC commissioner decries agency's deal with Tesla's Musk

The head of the electric car maker reached a deal with the SEC on Friday, agreeing to submit his public statements about the its finances.

01 May 2019 1:08 PM

Tesla's Musk agrees to new vetting rules for tweets in SEC deal

The deal means the Tesla founder no longer faces the prospect of being held in contempt for violating an earlier settlement.

28 Apr 2019 12:33 PM

SEC steps on Tesla 'reasonable' to prevent problems

The SEC had asked US District Judge Alison Nathan to hold Musk in contempt over a February 19 tweet.

09 Apr 2019 2:20 PM

Elon Musk safe for now as US judge urges Tesla CEO, SEC to end tweet dispute

The hearing appeared to lift an overhang over Tesla, as the SEC stopped well short of recommending Musk’s removal as chief executive.

05 Apr 2019 1:36 PM

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US blocks Amazon efforts to stop shareholder votes on facial recognition

Decisions including one by officials at the SEC followed an unusual appeal by Amazon to block the non-binding proposals from being voted.

05 Apr 2019 12:53 PM

Elon Musk never sought approval for a single Tesla tweet, US SEC tells judge

The Securities and Exchange Commission is doubling down on the government’s demand to find Musk in contempt of a previous fraud settlement.

19 Mar 2019 10:29 AM

Tesla's Musk calls SEC 'broken' in new Twitter spat

Shares of the electric carmaker dipped 0.3 percent to close at USD 297.86, paring losses from an early sell-off.

27 Feb 2019 12:52 PM

Slack makes confidential filing to go public

Slack still plans to pursue a direct listing as opposed to a traditional IPO as early as the spring.

05 Feb 2019 6:04 PM

US charges hackers, traders with stealing SEC filings

Authorities said the scheme resulted in USD 4.14 million of illegal trading profit, and cheated ordinary investors.

16 Jan 2019 11:31 AM

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US judge approves SEC settlement with Tesla

Tesla shares rose as much as 5.5 percent to USD 273.88 before easing to USD 271.63 in early-afternoon trade on Nasdaq.

17 Oct 2018 11:05 AM

SEC to review decision blocking bitcoin ETFs

Staff at the SEC on Wednesday rejected applications for new funds from three companies.

24 Aug 2018 9:25 AM

SEC scrutiny of Tesla increases as Goldman hints at adviser role

Investors viewed the Goldman statement as confirming a tweet from Elon Musk about working with Goldman.

16 Aug 2018 9:11 AM

ICICI Bank under lens in United Sates

Bank has appointed Justice BN Srikrishna, a retired Supreme Court judge, to head an independent enquiry.

27 Jul 2018 8:49 AM

Indian-American charged for fraud worth USD 250,000

Shah used Spark Trading Group to defraud more than 15 investors into contributing thousands of dollars to two funds that he marketed.

25 Mar 2018 4:41 PM

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